Introduction     References     Annotated Bibliography    Questions


Pathophysiology of Stroke

Case Presentation

This presentation addresses the pathophysiology of stroke.  The following topics will be addressed:

 
1.  Conditions that influence ischemic injury

 
2.  Mechanisms of neuron death (coagulation necrosis vs. apoptosis)

 
3.  Cerebral blood flow

 
4.  Survival of brain tissue

 
5.  Features of hypotensive stroke

 

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Pathophysiology of Stroke

Introduction 

This brief presentation of pathophysiology of stroke reviews conditions that influence ischemic injury, mechanisms of death of neurons (coagulation necrosis vs apoptosis), cerebral blood flow and survival of brain tissue and features of hypotensive stroke.  Ischemic penumbra and viability of brain tissue, and re-perfusion hemorrhage - a complication of restoration of cerebral blood flow to injured brain tissue are also explained.

Understanding of the pathogenesis of stroke is to understand how ischemia and hemorrhage cause injury. An ischemic stroke deprives neurons of oxygen and nourishment. Accumulation of noxious metabolites in the brain tissue originating from the injured or dying neurons increases with time, which then results in injury to the surrounding healthy neurons. This process can be halted or even reversed in the ischemic penumbral brain tissue if restoration of blood flow occurs within a critical time period.  In hemorrhagic stroke, extra vascular release of blood causes damage by cutting off connecting pathways, resulting in local or generalized pressure injury. 

Two major types of  “strokes” cause brain damage: ischemic and hemorrhagic stroke. In ischemic stroke, which represents about 80% of total strokes, lack of circulating blood deprives neurons of oxygen and nourishment. The effects are fairly rapid because the brain does not store glucose and is incapable of anaerobic metabolism 1 . Hemorrhagic stroke causes damage to brain tissue by disrupting connecting pathways resulting in local or generalized tissue injury.   

 

Acute Ischemic Injury 

The occlusion of a major artery such as the middle cerebral artery is rarely complete and cerebral blood flow (CBF) depends on the degree of obstruction and the collateral circulation. The vascular compromise leading to an acute stroke is a dynamic process that evolves over time and is influenced by many factors 2-5  

 

These conditions influence the progression and the extent of ischemic injury:

      (a)    Rate and duration:  The brain better tolerates an ischemic event of short duration than a prolonged period of ischemia. However, the rate of development of ischemia also influences the extent of ischemic injury. A slow ischemic event allows for collateral circulation to be established.


(b)     Collateral circulation:  The impact of ischemic injury is greatly influenced by the state of collateral circulation in the affected area of the brain.


(c)    Systemic circulation:  Adequate systemic blood pressure is required to maintain cerebral perfusion.


(d)    Coagulation:  Any hypercoagulable state increases the progression and extent of micro thrombi, exacerbating vascular occlusion.


(e)    Temperature:  Elevated body temperature is associated with greater ischemic injury


(f)      Glucose:  Both hyper or hypoglycemia have deleterious effects on progression of ischemic injury. 


Pathophysiology at Macro tissue Level

The normal cerebral blood flow (CBF) is approximately 50 to 60 ml/100gm/minute and varies in different parts of the brain. In response to ischemia, the cerebral autoregulatory mechanisms compensate for a reduction in CBF by local vasodilation, opening the collaterals and increasing the extraction of oxygen and glucose from the blood. However when the CBF is reduced to below 20 ml/100gm/minute, an electrical silence ensues and synaptic activity is greatly diminished in an attempt to preserve energy stores. CBF of less than 10 ml/100gm/minute results in irreversible neuronal injury 1;6-11..

 


Ischemic Penumbra and the Window of Opportunity 

Within an hour of hypoxic-ischemic insult, there is a core of infarction surrounded by an ischemic zone of oligemia called the ischemic penumbra (IP) where the auto regulation is ineffective. IP is characterized by some preservation of energy metabolism since the CBF in this area is 25% to 50% of the normal. This dynamic zone is also referred to as the “window of opportunity” since the neurological deficits created by ischemia can be partly or completely reversed by reperfusing the ischemic tissue within a critical time period (2 to 4 hours?) 1;6-8;10-12.  

 


Microscopic Mechanisms of Neuronal Injury 

Micro-thrombi form in distal vessels after an occlusion of a major artery such as the middle cerebral artery. These microvascular occlusions progressively increase with time 6-10 .

 

Accumulation of noxious metabolites, such as lactic acid, glutamate, aspartate etc., originating from injured neurons increases with time, which results in injuring adjacent healthy neurons. A destructive cascade becomes established.

Intra-luminal (endovascular) changes begin with interaction of the endothelial cells with polymorphonuclear (PMN) leukocytes and platelets that generate more microvascular occlusions and free radicals, thus exacerbating neuronal injury 13 .  PMN leukocytes play an important role in triggering the cascade of coagulation necrosis (see below) 14 .

 


Cellular Mechanisms of Neuronal Injury: Excitotoxicity 

At a cellular level, the development of hypoxic-ischemic neuronal injury is greatly influenced by “overreaction” of certain neurotransmitters, primarily glutamate and aspartate. This process called “excitotoxicity” is triggered by depletion of cellular energy stores. Glutamate, which is normally stored inside the synaptic terminals, is cleared from the extracellular space by an energy dependent process. The greatly increased concentration of glutamate in the extracellular space in a depleted energy state results in the opening of calcium channels. This causes calcium, sodium, and chloride ions to move into the cells and potassium to leak out. Intracellular calcium activates a series of destructive enzymes resulting in the loss of integrity of the cell membrane, triggering an inflammatory cascade and eventually cell death. Reperfusion of the infarct site and cellular infiltration may further exacerbate the inflammatory response 15-19.  

 


Timing of Neuronal Death 

The two processes by which the injured neurons are known to die are coagulation necrosis and apoptosis. 

Coagulation necrosis refers to a process in which individual cells die among living neighbor cells without eliciting an inflammatory response. (This is in contrast to liquefaction necrosis, which occurs when cells die, leaving behind a space filled by “inflammatory response” or pus.) This type of cell death is attributed to the effects of physical, chemical or osmotic damage to the plasma membrane 20 . The cell initially swells then shrinks and undergoes pyknosis – a term used to describe marked nuclear chromatin condensation.  This process evolves over 6 to 12 hours. By 24 hours, extensive chromatolysis occurs resulting in pan-necrosis. Astrocytes then swell and fragment. Myelin sheaths degenerate causing irreversible injury. The morphology of dying cells in coagulation necrosis is different than that of cell death due to apoptosis 10;11;15;17;21 .

           

The term Apoptosis is derived from the study of plant life whereby deciduous trees shed their leaves in the fall. This is also called “programmed cell death, because the leaves are programmed to die in response to certain conditions that occur in the fall. Similarly, cerebral neurons are “programmed” to die under certain conditions, such as ischemia.

 

During apoptosis, nuclear damage occurs first. The integrity of the plasma and the mitochondrial membrane is maintained until late in the process. Ischemia activates latent “suicide” proteins in the nuclei, which starts an autolytic process resulting in cell death. This autolytic process is mediated by DNA cleavage 22;23 .

 

Apoptotic mechanisms begin within 1 hour after ischemic injury whereas necrosis begins later – by 6 hours after arterial occlusion. This observation has important bearing on future direction of research. The manner in which apoptosis evolves is a focus of much research, since hypothetically, neuronal death can be prevented by modifying the process of DNA cleavage that seems to be responsible for apoptosis.

 


Major Categories of Ischemic Stroke
 

Ischemic strokes can be grouped into three main categories: (a) thrombotic, (2) embolic and (3) global ischemic (hypotensive) stroke. The list of “infrequent” causes is very long. However, strokes caused by vasospasm (migraine, following SAH, hypertensive encephalopathy) and some form of “arteritis” stand out among the more infrequent causes of stroke.  

 


Thrombotic Stroke
 

Atherosclerosis is the most common pathological feature of vascular obstruction resulting in thrombotic stroke 24 . Other pathological etiologies of vascular occlusion in thrombotic stroke are: clot formation due to hypercoagulable state, fibromuscular dysplasia, arteritis (Giant cell and Takayasu), dissection of vessel wall and hemorrhage into a pre-existing plaque leading to an obstruction of the blood flow.  

 

Embolic Stroke 

Most emboli lodge in the middle cerebral artery distribution because 80% of the blood carried by the large neck arteries end up in MCA. The two most common sources of emboli are, the left- sided cardiac chambers and “artery to artery” emboli – as in detachment of a thrombus from the internal carotid artery at the site of an ulcerated plaque. Embolic strokes are generally smaller than thrombotic strokes.     

Many embolic strokes become “hemorrhagic” because ischemic tissue is often reperfused when the embolus lyses spontaneously and blood flow is restored to a previously ischemic area.

 



Global – Ischemic or Hypotensive Stroke
     

Profound reduction in systemic blood pressure for any reason is responsible for “hypotensive stroke.” Cerebral gray matter is particularly vulnerable. Global ischemia causes greatest damage to areas between the territories of the major cerebral and cerebellar arteries known as the boundary zone or watershed area. The parietal-temporal-occipital triangle at the junction of the anterior, middle and posterior cerebral arteries is most commonly affected. Watershed infarct in this area causes a clinical syndrome consisting of paralysis and sensory loss predominantly involving the arm. Face is not affected and speech is spared.       

 


Selective Vulnerability of Neurons to Global Ischemia 

Some neurons are more susceptible to ischemia than others. These include the pyramidal cell layer of the hippocampus and the Purkinje cell layer of the cortex. The increased susceptibility is due to an abundance of the neurotransmitter glutamate found in these neurons, which triggers the excitotoxicity reaction discussed earlier 21 .  

 

Complications of Restoration of Blood Supply to a Previously Ischemic Area 

Two main complications of restoring blood supply are hemorrhage and cerebral edema.  An initial vascular obstruction is likely to occur at a bifurcation of a major vessel. The occlusion may obstruct one or both of the branches, producing ischemia of the distal tissue. Blood vessels as well as brain tissue are rendered fragile and injured. When the occluding embolus either lyses spontaneously or breaks apart and migrates distally, CBF is restored to the “injured or ischemic” arterioles. This can result in a hemorrhagic or “red infarct” in what had previously been a bloodless field. The areas that continue to be poorly perfused are referred to as “anemic infarcts” 25;26 . 

The following factors are associated with “red infarcts” or a hemorrhagic transformation of stroke:

 

(a)    Size of the infarct. The bigger the infarct, the greater the possibility of hemorrhage.

(b)    Richness of collateral circulation.

(c)    The use of anticoagulants and interventional therapy with thrombolytic agents is associated with a higher incidence of hemorrhagic transformation.

 

Vasogenic edema follows loss of cerebral autoregulatory mechanisms in ischemic areas of the brain. Large infarcts are associated with a greater potential of developing cerebral edema. Post ischemic brain edema peaks at 48 to 72 hours after the onset of symptoms 27 .

 

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Pathophysiology of Stroke

References

  

    1.    Jones TH, Morawetz RB, Crowell RM, et al: Thresholds of focal cerebral ischemia in awake monkeys.  Journal of Neurosurgery 1981;54:773-782.

   2.   Wass CT, Lanier WL: Glucose modulation of ischemic brain injury: review and clinical recommendations. [Review] [108 refs].  Mayo Clinic Proceedings 1996;71:801-812.

   3.   Bruno A, Biller J, Adams HP, et al: Acute blood glucose level and outcome from ischemic stroke. Trial of ORG 10172 in Acute Stroke Treatment (TOAST) Investigators.  Neurology 1999;52:280-284.

   4.   Reith J, Jorgensen HS, Pedersen PM, et al: Body temperature in acute stroke: relation to stroke severity, infarct size, mortality, and outcome. [see comments].  Lancet 1996;347:422-425.

   5.   Schwab S, Spranger M, Aschoff A, Steiner T, Hacke W: Brain temperature monitoring and modulation in patients with severe MCA infarction.  Neurology 1997;48:762-767.

   6.   Pulsinelli WA: Ischemic Penumbra in Stroke.  Sci Med 1995;1:16-25.

   7.   Hakim AM: Ischemic penumbra: the therapeutic window. [Review] [21 refs].  Neurology 1998;51:S44-S46

   8.   Astrup J, Siesjo BK, Symon L: Thresholds in cerebral ischemia - the ischemic penumbra.  Stroke 1981;12:723-725.

   9.   Zivin JA, Choi DW: Stroke therapy.  Scientific American 1991;265:56-63.

10.   Wise RJ, Bernardi S, Frackowiak RS, Legg NJ, Jones T: Serial observations on the pathophysiology of acute stroke. The transition from ischaemia to infarction as reflected in regional oxygen extraction.  Brain 1983;106:197-222.

11.   Heros RC: Stroke: early pathophysiology and treatment. Summary of the Fifth Annual Decade of the Brain Symposium. [see comments].  Stroke 1994;25:1877-1881.

12.    Hossmann KA: Viability thresholds and the penumbra of focal ischemia. [see comments]. [Review] [92 refs].  Annals of Neurology 1994;36:557-565.

13.   Siesjo BK, Agardh CD, Bengtsson F: Free radicals and brain damage. [Review] [205 refs].  Cerebrovascular & Brain Metabolism Reviews 1989;1:165-211.

14.   del Zoppo GJ, Schmid-Schonbein GW, Mori E, Copeland BR, Chang CM: Polymorphonuclear leukocytes occlude capillaries following middle cerebral artery occlusion and reperfusion in baboons.  Stroke 1991;22:1276-1283.

15.   Siesjo BK: Cell damage in the brain: a speculative synthesis. [Review] [244 refs].  Journal of Cerebral Blood Flow & Metabolism 1981;1:155-185.

16.   Rothman SMOJW: Excitotoxicity and the NMDA Receptors.  Trends in Neuroscience 1987;10:299-302.

17.   Becker KJ: Inflammation and acute stroke. [Review] [66 refs].  Current Opinion in Neurology 1998;11:45-49.

18.    Hademenos GJ, Massoud TF: Biophysical mechanisms of stroke. [Review] [45 refs].  Stroke 1997;28:2067-2077.

19.   DeGraba TJ: The role of inflammation after acute stroke: utility of pursuing anti-adhesion molecule therapy. [Review] [63 refs].  Neurology 1998;51:S62-S68

20.   Kroemer G, Petit P, Zamzami N, Vayssiere JL, Mignotte B: The biochemistry of programmed cell death. [Review] [84 refs].  FASEB Journal 1995;9:1277-1287.

21.   Garcia JH: Morphology of global cerebral ischemia. [Review] [52 refs].  Critical Care Medicine 1988;16:979-987.

22.   Choi DW: Ischemia-induced neuronal apoptosis. [Review] [55 refs].  Current Opinion in Neurobiology 1996;6:667-672.

23.   Kajstura J, Cheng W, Reiss K, et al: Apoptotic and necrotic myocyte cell deaths are independent contributing variables of infarct size in rats.  Laboratory Investigation 1996;74:86-107.

24.   Challa V: Atherosclerosis of the Cervicocranial Arteries, Philadelphia, Lippincott Williams and Wilkins; 1999:

25.   Lyden PD, Zivin JA: Hemorrhagic transformation after cerebral ischemia: mechanisms and incidence. [Review] [66 refs].  Cerebrovascular & Brain Metabolism Reviews 1993;5:1-16.

26.   Toni D, Fiorelli M, Bastianello S, et al: Hemorrhagic transformation of brain infarct: predictability in the first 5 hours from stroke onset and influence on clinical outcome. [see comments].  Neurology 1996;46:341-345.

27.   Ropper AH, Shafran B: Brain edema after stroke. Clinical syndrome and intracranial pressure.  Archives of                 

                     Neurology 1984;41:26-29.

 

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Pathophysiology of Stroke

Annotated Bibliography

 

1.                  Barnett, Henry JM, Mohr JP, Stein BM, Yatsu FM (eds), Stroke Pathophysiology, Diagnosis and Management. Third edition, Philadelphia, PA: Churchill Livingston; 1998

 

This is one of the most exhaustive sources of all aspects of stroke. A voluminous book of over 1400 pages is divided into 5 sections. The section of pathophysiology has an excellent review of neurochemistry and molecular biology. Two very useful chapters dedicated to functional MRI and PET scans reference recent works which validate hypotheses regarding cerebral blood flow and oxygen/glucose metabolisms.

 

2.                  Toole JF. Brain Infarction: Pathophysiology, Clinical Feature and Management Cerebrovascular disorders. In: Toole JF (Editor)  5th edition. Philadelphia, PA: Lippincott Williams & Wilkins; 1999

This chapter is particularly well written. The author explains the basic concepts of pathophysiology without excessive detail. Separate chapters review cerebral embolism, intracerebral and subarachnoid hemorrhage.  This is an excellent choice for a concise review of the various types of strokes.

 

3.                  Hakim AM: Ischemic penumbra, the therapeutic window. Neurology. 1998;51(supp 3):S44-46

 

Hakim presents a concise but very informative review of ischemic penumbra. He stresses that despite the knowledge of penumbra, we have yet to translate this knowledge into clinical practice. The neuronal death in the penubral tissue is now believed to be due to apoptosis. Research towards interrupting the apoptosis may allow greater viability of the penubral brain tissue.

 

4.                  Choi DW. Ischemia-induced neural apoptosis. Curr Opin Neurobiol. 1996;6:667-72 

Choi distinguishes the traditional concept of hypoxic neuronal death due to necrosis from that of apoptosis. The process of apoptosis is also considered to be distinct from ischemia induced excitotoxicity. Apoptosis is now known to occur in both global and focal ischemic insults. This is a good review of apoptosis.

 

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Pathophysiology of Stroke

Questions

 

1.      Conditions that adversely influence progression and extent of ischemic injury include all of the following except

 

a.       systemic hypotension

b.      rapid development of an ischemic event

c.       Hypercoaguable states

d.      Prolonged ischemia

e.       below normal body temperature

f.        Hypo or hyperglycemia

g.       State of collateral circulation

 

2.      Features of ischemic stroke due to global reduction in cerebral blood flow (Hypotensive stroke) include all the following except

 

a.       Hippocampus and purkinje cell layer of the cerebral cortex are most vulnerable to a reduction in cerebral blood flow

b.      Speech difficulties typify victims of Hypotensive stroke who recover

c.       Uncontrolled release of excitatory amino acids primarily glutamate and aspartate cause calcium channels to open up which ultimately leads to cell death

d.      Sites affected by critically low cerebral blood flow are located at the end of an arterial territory, the so-called watershed areas

 

3.      The true statement with regards to ischemic penumbra (IP) is

 

a.       IP is an area of massive neuronal death that results from a global reduction in cerebral blood flow (CBF)

b.      CBF in the IP is usually above the 50% of the norm

c.       Auto regulatory mechanisms are preserved in the IP

d.      IP is a potentially salvageable area of marginal blood flow that surrounds a core of ischemic brain tissue

 

4.      All of the following are true except

 

a.       Reperfusion hemorrhage results when ‘fragile’ ischemic or injured vessels rupture after sudden restoration of blood flow

b.      Hemorrhagic transformation of an ischemic infarct generally occurs in what had previously been a blood-less field

c.       Hypertensives are more likely to suffer from reperfusion hemorrhage

d.      Thrombolytic therapy increases the likelihood of reperfusion hemorrhage

 

 

Answers

 

1.                  Answer e.

 

2.                  Answer b.

 

3.                  Answer d.

 

4.                  Answer c.

 

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